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401(k) & Retirement Plan Fiduciary Responsibility — What CFOs Don’t Know Can Hurt Them

In an ever competitive and litigious business environment, the CFO is often put in the role of serving as a business’ retirement plan fiduciary. Please join Daniel Notto, Managing Director of J.P. Morgan Asset Management, to understand the role and responsibilities of the plan fiduciary, as well as recent developments related to plans and uncertainties. Topics to be covered include key areas the Department of Labor focuses on during an audit of a plan, as well as an update on issues raised in recent lawsuits.

Speakers:

Daniel A. Notto
ERISA Strategist, J.P. Morgan Asset Management
212-648-2810
[email protected]

Daniel A. Notto is an ERISA Strategist with Retirement Solutions at J.P. Morgan Asset Management. Dan leverages more than 30 years of experience to provide legislative and regulatory insights to DC plans and financial advisors across the country. He is a frequent speaker and author on legal matters related to tax-favored savings plans such as 401(k)s and IRAs.

Before joining J.P. Morgan, Dan served as senior retirement plan counsel at AllianceBernstein and general counsel and consulting practice director at Universal Pensions (now Ascensus). He also worked in the legal department of Investors Diversified Services (now Ameriprise Financial).

Dan holds a BS from the University of Minnesota and received his JD (cum laude) from William Mitchell College of Law. He has received the Certified Pension Consultant (CPC) designation from the American Society of Pension Professionals & Actuaries (ASPPA) and is a member of the bar of New York

Jason Graeb
Client Advisor, J.P. Morgan Retirement Link
805-312-5426
[email protected]

Jason Graeb is a Client Advisor for J.P. Morgan Retirement LinkSM based in Los Angeles, California. Retirement Link is J.P. Morgan’s full-service 401(k) retirement plan solution, which is designed to help plan sponsors build stronger retirement plans at lower costs.

Jason joined the firm in 2015 and has been in the retirement plan industry since 1999. Jason has worked with over 1,000 financial professionals and more than 500 plan sponsors implementing strategies that help them grow their business and improve their retirement plans. Prior to joining J.P. Morgan, Jason worked for MassMutual as their Managing Director of Emerging Business, at The Hartford as a Regional Sales Director, and at AllianceBernstein as a Retirement Plan Consultant. He earned his Bachelor of Science degree in Finance from Indiana University of Pennsylvania. He also holds Series 7, 24, and 63 securities licenses and was among the first 75 financial professionals in the country to be awarded the Certified 401(k) Professional designation.

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Event Details:

Tuesday, February 22, 2022
Free
12:00 PM – 1:00 PM Greeting/Presentation
1:00 PM – 1:30 PM Post Networking

Registration closes 10 AM the day of the event

 

CPE Credits

One (1.0) CPE credit available. Field of Study: TBA

FEI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Questions regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website, www.NASBARegistry.org.

 

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